Pricing
For current members on retained compliance/accounting
service:
|
Monthly Trade Volume |
Rule 11Ac1-5 File+Host |
Rule 11Ac1-6 File +Host |
Monthly Execution Analysis+ Rule1-6 |
Daily Exception Reports |
|
500,000+ |
$650 |
$450 |
$750 |
$1450 |
|
10K - 500K |
550 |
400 |
550 |
1250 |
|
5k - 10K |
450 |
250 |
450 |
950 |
| 1K - 5K | 250 | 200 | 250 |
750 |
|
0 - 1K |
150 |
150 |
175 |
N/A |
Pricing
For non-members & members without retained
compliance/accounting service:
|
Monthly Trade Volume |
Rule 11Ac1-5 File+Host |
Rule 11Ac1-6 File +Host |
Monthly Execution Analysis+ Rule1-6 |
Daily Exception Reports |
|
500,000+ |
$1,300 |
$900 |
$1,500 |
$2900 |
|
10K - 500K |
1,100 |
800 |
1,100 |
2500 |
|
5k - 10K |
900 |
500 |
900 |
1900 |
| 1K - 5K | 500 | 400 | 500 |
1500 |
|
0 - 1K |
300 |
300 |
350 |
N/A |
*All engagements are for 12 months contract with 6 months prepayment of fees by electronic bank debit.